倒排索引
- 正排索引:文档id到单词的关联关系
- 倒排索引:单词到文档id的关联关系
示例: 对以下三个文档去除停用词后构造倒排索引
倒排索引-查询过程
查询包含“搜索引擎”的文档
- 通过倒排索引获得“搜索引擎”对应的文档id列表,有1,3
- 通过正排索引查询1和3的完整内容
- 返回最终结果
倒排索引-组成
- 单词词典(Term Dictionary)
- 倒排列表(Posting List)
单词词典(Term Dictionary)
单词词典的实现一般用B+树,B+树构造的可视化过程网址: B+ Tree Visualization
关于B树和B+树
- 维基百科-B树
- 维基百科-B+树
- B树和B+树的插入、删除图文详解
倒排列表(Posting List)
- 倒排列表记录了单词对应的文档集合,有倒排索引项(Posting)组成
- 倒排索引项主要包含如下信息:
- 文档id用于获取原始信息
- 单词频率(TF,Term Frequency),记录该单词在该文档中出现的次数,用于后续相关性算分
- 位置(Posting),记录单词在文档中的分词位置(多个),用于做词语搜索(Phrase Query)
- 偏移(Offset),记录单词在文档的开始和结束位置,用于高亮显示
B+树内部结点存索引,叶子结点存数据,这里的 单词词典就是B+树索引,倒排列表就是数据,整合在一起后如下所示
note: B+树索引中文和英文怎么比较大小呢?unicode比较还是拼音呢?
ES存储的是一个JSON格式的文档,其中包含多个字段,每个字段会有自己的倒排索引
分词
分词是将文本转换成一系列单词(Term or Token)的过程,也可以叫文本分析,在ES里面称为Analysis
分词器
分词器是ES中专门处理分词的组件,英文为Analyzer,它的组成如下:
- Character Filters:针对原始文本进行处理,比如去除html标签
- Tokenizer:将原始文本按照一定规则切分为单词
- Token Filters:针对Tokenizer处理的单词进行再加工,比如转小写、删除或增新等处理
分词器调用顺序
Analyze API
ES提供了一个可以测试分词的API接口,方便验证分词效果,endpoint是_analyze
- 可以直接指定analyzer进行测试
- 可以直接指定索引中的字段进行测试
POST test_index/doc
{"username": "whirly","age":22
}POST test_index/_analyze
{"field": "username","text": ["hello world"]
}
复制代码
- 可以自定义分词器进行测试
POST _analyze
{"tokenizer": "standard","filter": ["lowercase"],"text": ["Hello World"]
}复制代码
预定义的分词器
ES自带的分词器有如下:
- Standard Analyzer
- 默认分词器
- 按词切分,支持多语言
- 小写处理
- Simple Analyzer
- 按照非字母切分
- 小写处理
- Whitespace Analyzer
- 空白字符作为分隔符
- Stop Analyzer
- 相比Simple Analyzer多了去除请用词处理
- 停用词指语气助词等修饰性词语,如the, an, 的, 这等
- Keyword Analyzer
- 不分词,直接将输入作为一个单词输出
- Pattern Analyzer
- 通过正则表达式自定义分隔符
- 默认是\W+,即非字词的符号作为分隔符
- Language Analyzer
- 提供了30+种常见语言的分词器
示例:停用词分词器
POST _analyze
{"analyzer": "stop","text": ["The 2 QUICK Brown Foxes jumped over the lazy dog's bone."]
}复制代码
结果
{"tokens": [{"token": "quick","start_offset": 6,"end_offset": 11,"type": "word","position": 1},{"token": "brown","start_offset": 12,"end_offset": 17,"type": "word","position": 2},{"token": "foxes","start_offset": 18,"end_offset": 23,"type": "word","position": 3},{"token": "jumped","start_offset": 24,"end_offset": 30,"type": "word","position": 4},{"token": "over","start_offset": 31,"end_offset": 35,"type": "word","position": 5},{"token": "lazy","start_offset": 40,"end_offset": 44,"type": "word","position": 7},{"token": "dog","start_offset": 45,"end_offset": 48,"type": "word","position": 8},{"token": "s","start_offset": 49,"end_offset": 50,"type": "word","position": 9},{"token": "bone","start_offset": 51,"end_offset": 55,"type": "word","position": 10}]
}
复制代码
中文分词
- 难点
- 中文分词指的是将一个汉字序列切分为一个一个的单独的词。在英文中,单词之间以空格作为自然分界词,汉语中词没有一个形式上的分界符
- 上下文不同,分词结果迥异,比如交叉歧义问题
- 常见分词系统
- IK:实现中英文单词的切分,可自定义词库,支持热更新分词词典
- jieba:支持分词和词性标注,支持繁体分词,自定义词典,并行分词等
- Hanlp:由一系列模型与算法组成的Java工具包,目标是普及自然语言处理在生产环境中的应用
- THUAC:中文分词和词性标注
安装ik中文分词插件
# 在Elasticsearch安装目录下执行命令,然后重启es
bin/elasticsearch-plugin install https://github.com/medcl/elasticsearch-analysis-ik/releases/download/v6.3.0/elasticsearch-analysis-ik-6.3.0.zip# 如果由于网络慢,安装失败,可以先下载好zip压缩包,将下面命令改为实际的路径,执行,然后重启es
bin/elasticsearch-plugin install file:///path/to/elasticsearch-analysis-ik-6.3.0.zip
复制代码
- ik测试 - ik_smart
POST _analyze
{"analyzer": "ik_smart","text": ["公安部:各地校车将享最高路权"]
}# 结果
{"tokens": [{"token": "公安部","start_offset": 0,"end_offset": 3,"type": "CN_WORD","position": 0},{"token": "各地","start_offset": 4,"end_offset": 6,"type": "CN_WORD","position": 1},{"token": "校车","start_offset": 6,"end_offset": 8,"type": "CN_WORD","position": 2},{"token": "将","start_offset": 8,"end_offset": 9,"type": "CN_CHAR","position": 3},{"token": "享","start_offset": 9,"end_offset": 10,"type": "CN_CHAR","position": 4},{"token": "最高","start_offset": 10,"end_offset": 12,"type": "CN_WORD","position": 5},{"token": "路","start_offset": 12,"end_offset": 13,"type": "CN_CHAR","position": 6},{"token": "权","start_offset": 13,"end_offset": 14,"type": "CN_CHAR","position": 7}]
}
复制代码
- ik测试 - ik_max_word
POST _analyze
{"analyzer": "ik_max_word","text": ["公安部:各地校车将享最高路权"]
}# 结果
{"tokens": [{"token": "公安部","start_offset": 0,"end_offset": 3,"type": "CN_WORD","position": 0},{"token": "公安","start_offset": 0,"end_offset": 2,"type": "CN_WORD","position": 1},{"token": "部","start_offset": 2,"end_offset": 3,"type": "CN_CHAR","position": 2},{"token": "各地","start_offset": 4,"end_offset": 6,"type": "CN_WORD","position": 3},{"token": "校车","start_offset": 6,"end_offset": 8,"type": "CN_WORD","position": 4},{"token": "将","start_offset": 8,"end_offset": 9,"type": "CN_CHAR","position": 5},{"token": "享","start_offset": 9,"end_offset": 10,"type": "CN_CHAR","position": 6},{"token": "最高","start_offset": 10,"end_offset": 12,"type": "CN_WORD","position": 7},{"token": "路","start_offset": 12,"end_offset": 13,"type": "CN_CHAR","position": 8},{"token": "权","start_offset": 13,"end_offset": 14,"type": "CN_CHAR","position": 9}]
}
复制代码
- ik两种分词模式ik_max_word 和 ik_smart 什么区别?
-
ik_max_word: 会将文本做最细粒度的拆分,比如会将“中华人民共和国国歌”拆分为“中华人民共和国,中华人民,中华,华人,人民共和国,人民,人,民,共和国,共和,和,国国,国歌”,会穷尽各种可能的组合;
-
ik_smart: 会做最粗粒度的拆分,比如会将“中华人民共和国国歌”拆分为“中华人民共和国,国歌”。
-
自定义分词
当自带的分词无法满足需求时,可以自定义分词,通过定义Character Filters、Tokenizer和Token Filters实现
Character Filters
- 在Tokenizer之前对原始文本进行处理,比如增加、删除或替换字符等
- 自带的如下:
- HTML Strip Character Filter:去除HTML标签和转换HTML实体
- Mapping Character Filter:进行字符替换操作
- Pattern Replace Character Filter:进行正则匹配替换
- 会影响后续tokenizer解析的position和offset信息
Character Filters测试
POST _analyze
{"tokenizer": "keyword","char_filter": ["html_strip"],"text": ["<p>I'm so <b>happy</b>!</p>"]
}# 结果
{"tokens": [{"token": """I'm so happy!""","start_offset": 0,"end_offset": 32,"type": "word","position": 0}]
}
复制代码
Tokenizers
- 将原始文本按照一定规则切分为单词(term or token)
- 自带的如下:
- standard 按照单词进行分割
- letter 按照非字符类进行分割
- whitespace 按照空格进行分割
- UAX URL Email 按照standard进行分割,但不会分割邮箱和URL
- Ngram 和 Edge NGram 连词分割
- Path Hierarchy 按照文件路径进行分割
Tokenizers 测试
POST _analyze
{"tokenizer": "path_hierarchy","text": ["/path/to/file"]
}# 结果
{"tokens": [{"token": "/path","start_offset": 0,"end_offset": 5,"type": "word","position": 0},{"token": "/path/to","start_offset": 0,"end_offset": 8,"type": "word","position": 0},{"token": "/path/to/file","start_offset": 0,"end_offset": 13,"type": "word","position": 0}]
}
复制代码
Token Filters
- 对于tokenizer输出的单词(term)进行增加、删除、修改等操作
- 自带的如下:
- lowercase 将所有term转为小写
- stop 删除停用词
- Ngram 和 Edge NGram 连词分割
- Synonym 添加近义词的term
Token Filters测试
POST _analyze
{"text": ["a Hello World!"],"tokenizer": "standard","filter": ["stop","lowercase",{"type": "ngram","min_gram": 4,"max_gram": 4}]
}# 结果
{"tokens": [{"token": "hell","start_offset": 2,"end_offset": 7,"type": "<ALPHANUM>","position": 1},{"token": "ello","start_offset": 2,"end_offset": 7,"type": "<ALPHANUM>","position": 1},{"token": "worl","start_offset": 8,"end_offset": 13,"type": "<ALPHANUM>","position": 2},{"token": "orld","start_offset": 8,"end_offset": 13,"type": "<ALPHANUM>","position": 2}]
}
复制代码
自定义分词
自定义分词需要在索引配置中设定 char_filter、tokenizer、filter、analyzer等
自定义分词示例:
- 分词器名称:my_custom\
- 过滤器将token转为大写
PUT test_index_1
{"settings": {"analysis": {"analyzer": {"my_custom_analyzer": {"type": "custom","tokenizer": "standard","char_filter": ["html_strip"],"filter": ["uppercase","asciifolding"]}}}}
}
复制代码
自定义分词器测试
POST test_index_1/_analyze
{"analyzer": "my_custom_analyzer","text": ["<p>I'm so <b>happy</b>!</p>"]
}# 结果
{"tokens": [{"token": "I'M","start_offset": 3,"end_offset": 11,"type": "<ALPHANUM>","position": 0},{"token": "SO","start_offset": 12,"end_offset": 14,"type": "<ALPHANUM>","position": 1},{"token": "HAPPY","start_offset": 18,"end_offset": 27,"type": "<ALPHANUM>","position": 2}]
}
复制代码
分词使用说明
分词会在如下两个时机使用:
- 创建或更新文档时(Index Time),会对相应的文档进行分词处理
- 查询时(Search Time),会对查询语句进行分词
- 查询时通过analyzer指定分词器
- 通过index mapping设置search_analyzer实现
- 一般不需要特别指定查询时分词器,直接使用索引分词器即可,否则会出现无法匹配的情况
分词使用建议
- 明确字段是否需要分词,不需要分词的字段就将type设置为keyword,可以节省空间和提高写性能
- 善用_analyze API,查看文档的分词结果
更多内容请访问我的个人网站: laijianfeng.org
参考文档:
- elasticsearch 官方文档
- 慕课网 Elastic Stack从入门到实践
欢迎关注我的微信公众号